Micah Heavener - Aug 2, 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: Head of Operations
Signature: /s/ Deanna Smith, Attorney-in- Fact
Stock symbol: SOFI
Transactions as of: Aug 2, 2021
Transactions value $: -$218,545
Form type: 4
Date filed: 8/4/2021, 09:44 PM
Previous filing: Jun 2, 2021
Next filing: Aug 26, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+35.5K	+35.54%		136K	Aug 2, 2021	Direct	F1
transaction	SOFI	Common Stock	Tax liability	-$219K	-14.1K	-10.42%	$15.47	121K	Aug 2, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-35.5K	-9.56%	$0.00	336K	Aug 2, 2021	Common Stock	35.5K		Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common stock on a one-for-one basis.
F2	Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.