Joshua D. Ellis - Jul 27, 2021 Form 4 Insider Report for Snap One Holdings Corp. (SNPO)

Signature
/s/ JD Ellis
Stock symbol
SNPO
Transactions as of
Jul 27, 2021
Transactions value $
$180,000
Form type
4
Date filed
8/3/2021, 08:08 PM
Next filing
Jul 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNPO Common Stock Award +27.4K +128.43% 48.7K Jul 27, 2021 Direct F1, F2
transaction SNPO Common Stock Purchase $180K +10K +20.55% $18.00 58.7K Jul 30, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNPO Stock Options (Right to Buy) Award +83.3K 83.3K Jul 27, 2021 Common Stock 83.3K $18.00 Direct F3, F4
transaction SNPO Stock Options (Right to Buy) Award +38.6K 38.6K Jul 27, 2021 Common Stock 38.6K $18.00 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of restricted common stock received from the issuer in respect of unvested units held from two grants in Crackle Holdings L.P. prior to the consummation of the initial public offering of the issuer, which shares will vest in equal installments semi-annually on each August 1 and February 1 with final vesting dates of August 1, 2024 and August 1, 2025, respectively. These securities were previously reported on the Form 3 filed by the Reporting Person.
F2 Includes shares received in a distribution from Crackle Holdings L.P. in respect of certain of the reporting person's previously held interests in Crackle Holdings L.P.
F3 Represents stock options received by the reporting person in respect of certain of the reporting person's previously held interests in Crackle Holdings L.P. These securities were previously reported on the Form 3 filed by the Reporting Person, although the options were previously reported together as one class with an Expiration Date that was incorrectly stated as 07/27/2031.
F4 Of these options, 58,334 are unvested options which will vest in equal installments semi-annually on each August 1 and February 1 with a final vesting date of August 1, 2024.
F5 These options are unvested and will vest 20% on August 1, 2021 and thereafter in equal installments of 10% semi-annually on each February 1 and August 1 with a final vesting date of August 1, 2025.