Robert M. Friedland - Jul 20, 2021 Form 4 Insider Report for Ivanhoe Capital Acquisition Corp. (SES)

Signature
/s/ Jordan Leon, Attorney-in-Fact
Stock symbol
SES
Transactions as of
Jul 20, 2021
Transactions value $
$644,415
Form type
4
Date filed
7/21/2021, 06:08 AM
Previous filing
Jul 16, 2021
Next filing
Feb 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SES Class A Ordinary Shares Purchase $494K +50K +33.33% $9.88 200K Jul 20, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SES Public Warrants Purchase $150K +79.2K $1.90 79.2K Jul 20, 2021 Class A Ordinary Shares 79.2K $11.50 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each whole public warrant is exercisable to purchase one Class A Ordinary Share at an exercise price at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Warrants - Public Shareholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-251493) (the "Registration Statement").
F2 The public warrants will become exercisable beginning on the later of January 11, 2022 or 30 days after the completion of the Issuer's initial business combination as described under the heading "Description of Securities - Warrants - Public Shareholders' Warrants" in the Registration Statement.
F3 The public warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities -Warrants - Public Shareholders' Warrants" in the Registration Statement.