Gurinder Grewal - Jul 19, 2021 Form 4 Insider Report for RAPID MICRO BIOSYSTEMS, INC. (RPID)

Role
10%+ Owner
Signature
/s/ Jonathan Paris, Attorney-in-Fact for Gurinder Grewal
Stock symbol
RPID
Transactions as of
Jul 19, 2021
Transactions value $
$0
Form type
4
Date filed
7/20/2021, 08:16 PM
Previous filing
Jul 14, 2021
Next filing
Jul 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RPID Class A Common Stock Conversion of derivative security +27.8K +10.4% 295K Jul 19, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RPID Series D1 Preferred Stock Conversion of derivative security -139K -100% 0 Jul 19, 2021 Class A Common Stock 27.8K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Gurinder Grewal is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The Series D1 Preferred Stock are convertible at any time, at the holder's election and have no expiration date. Each share of Series D1 Preferred Stock automatically converted into 0.20 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's initial public offering.