Pamela Esposito - Jan 14, 2021 Form 4/A - Amendment Insider Report for Replimune Group, Inc. (REPL)

Signature
/s/ Jean Franchi, attorney-in-fact
Stock symbol
REPL
Transactions as of
Jan 14, 2021
Transactions value $
-$2,363,794
Form type
4/A - Amendment
Date filed
7/19/2021, 09:02 PM
Date Of Original Report
Jan 19, 2021
Next filing
Jun 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction REPL Common Stock Options Exercise $20.2K +20K +11.36% $1.01* 196K Jan 14, 2021 Direct
transaction REPL Common Stock Sale -$900K -20K -10.2% $45.02 176K Jan 14, 2021 Direct F1
transaction REPL Common Stock Options Exercise $29.6K +29.3K +16.63% $1.01* 205K Jan 15, 2021 Direct
transaction REPL Common Stock Sale -$1.28M -29.3K -14.26% $43.58 176K Jan 15, 2021 Direct F1
transaction REPL Common Stock Options Exercise $5.78K +5.73K +3.25% $1.01* 182K Jan 19, 2021 Direct
transaction REPL Common Stock Sale -$25.9K -600 -0.33% $43.24 181K Jan 19, 2021 Direct F1, F2
transaction REPL Common Stock Sale -$217K -5.13K -2.83% $42.38 176K Jan 19, 2021 Direct F1, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction REPL Employee Stock Option (right to buy) Options Exercise $0 -20K -15.6% $0.00 108K Jan 14, 2021 Common Stock 20K $1.01 Direct F5
transaction REPL Employee Stock Option (right to buy) Options Exercise $0 -29.3K -27.05% $0.00 78.9K Jan 15, 2021 Common Stock 29.3K $1.01 Direct F5
transaction REPL Employee Stock Option (right to buy) Options Exercise $0 -5.73K -7.26% $0.00 73.2K Jan 19, 2021 Common Stock 5.73K $1.01 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on December 14, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.
F2 The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.88 to $43.86. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3 The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.76. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4 Following the sales reported on this Form 4, the reporting person continues to beneficially own 175,994 shares of the Issuer's common stock. The reporting person also holds options to acquire an aggregate of 458,852 shares of the Issuer's common stock, 284,936 of which are exercisable as of the date hereof. The original Form 4 filed on January 19, 2021 is being amended by this Form 4 solely to correct an administrative error, which misreported the total number of options held by the reporting person and the amount exercisable as of January 19, 2021.
F5 The reporting person was granted an option to purchase 149,203 shares of the Issuer's common stock on November 1, 2015. All of the shares underlying such stock option have vested and are exercisable as of the date hereof.