Robert G. Spignesi Jr. - 14 Jul 2021 Form 3 Insider Report for RAPID MICRO BIOSYSTEMS, INC. (RPID)

Role
President and CEO, Director
Signature
/s/ Jonathan Paris, Attorney-in-Fact for Robert G. Spignesi, Jr.
Issuer symbol
RPID
Transactions as of
14 Jul 2021
Net transactions value
$0
Form type
3
Filing time
14 Jul 2021, 19:32:55 UTC
Next filing
15 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RPID Class A Common Stock 50,277 14 Jul 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RPID Stock Option (Right to Buy) 14 Jul 2021 Class A Common Stock 121,579 $10.85 Direct F1
holding RPID Stock Option (Right to Buy) 14 Jul 2021 Class A Common Stock 538,305 $0.7500 Direct F2
holding RPID Stock Option (Right to Buy) 14 Jul 2021 Class A Common Stock 876,751 $1.00 Direct F3
holding RPID Stock Option (Right to Buy) 14 Jul 2021 Class A Common Stock 174,964 $1.00 Direct F4
holding RPID Stock Option (Right to Buy) 14 Jul 2021 Class A Common Stock 3,400 $0.7500 Direct F5
holding RPID Stock Option (Right to Buy) 14 Jul 2021 Class A Common Stock 1,402 $0.7500 Direct F5
holding RPID Stock Option (Right to Buy) 14 Jul 2021 Class A Common Stock 7,833 $0.7500 Direct F5
holding RPID Common Warrant 14 Jul 2021 Class A Common Stock 4 $298.96 Direct F6
holding RPID Common Warrant 14 Jul 2021 Class A Common Stock 6 $298.96 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option vests and becomes exercisable in 48 substantially equal monthly installments with the first installment vesting on April 9, 2021.
F2 The option vests and becomes exercisable in 48 substantially equal monthly installments with the first installment vesting on August 29, 2020.
F3 The option vests and becomes exercisable in 48 substantially equal monthly installments with the first installment vesting on May 12, 2018.
F4 The option was originally granted for 224,964 shares and vested and beame exercisable in 48 substantially equal monthly installments with the first installment vesting on November 12, 2017.
F5 The option is fully vested and exercisable.
F6 Immediately exercisable.

Remarks:

Exhibit 24 - Power of Attorney