Philippe Calais - 08 Jul 2021 Form 3 Insider Report for Transcode Therapeutics, Inc. (RNAZ)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
08 Jul 2021, 21:53:05 UTC
Next SEC filing
22 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Thomas A. Fitzgerald, Attorney-in-Fact

Key filing fact

Philippe Calais filed Form 3 for Transcode Therapeutics, Inc. (RNAZ) on 08 Jul 2021.

Key facts

  • This page summarizes Philippe Calais's Form 3 filing for Transcode Therapeutics, Inc. (RNAZ).
  • 0 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 08 Jul 2021, 21:53.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RNAZ holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
127,377
Date
08 Jul 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RNAZ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
08 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
36,393
Exercise price
$3.91
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Thirty-three percent (33%) of the Stock Options shall vest and become exercisable on the first anniversary of the Vesting Commencement Date (December 1, 2020), provided that the Optionee continues to have a Service Relationship with the Company at such time. Thereafter, the remaining sixty-seven percent (67%) of the Stock Options shall vest and become exercisable in 24 equal monthly installments on the last day of each such month following the first anniversary of the Vesting Commencement Date, provided the Optionee continues to have a Service Relationship with the Company on each vesting date.

SEC remarks

Exhibit 24: Power of Attorney

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