JAB Indulgence B.V. - 06 Jul 2021 Form 4 Insider Report for Krispy Kreme, Inc. (DNUT)

Role
10%+ Owner
Signature
/s/ Joachim Creus, Director of JAB Indulgence B.V.; /s/ Frank Engelen, Director of JAB Indulgence B.V.
Issuer symbol
DNUT
Transactions as of
06 Jul 2021
Net transactions value
+$94,250,001
Form type
4
Filing time
08 Jul 2021, 17:05:25 UTC
Previous filing
30 Jun 2021
Next filing
15 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DNUT Common Stock, par value $0.01 per share Purchase $94,250,001 +5,882,353 $16.02 5,882,353 06 Jul 2021 Direct F1, F2
holding DNUT Common Stock, par value $0.01 per share 62,142,733 06 Jul 2021 JAB Indulgence B.V. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 6, 2021, JAB Holdings B.V. purchased 5,882,353 shares of Common Stock, par value $0.01 per share (the "Shares"), of Krispy Kreme, Inc. ("Krispy Kreme") from the underwriters in connection with Krispy Kreme's initial public offering. Such Shares are subject to a 180-day lock-up restriction.
F2 These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein (other than JAB Indulgence B.V.). As such, each other Reporting Person herein (other than JAB Indulgence B.V.) may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
F3 These Shares are held and beneficially owned by JAB Indulgence B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Indulgence B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.