Cliffwater Corporate Lending Fund - May 17, 2021 Form 4 Insider Report for Barings Capital Investment Corp (NONE)

Role
10%+ Owner
Signature
Stephen Nesbitt, CEO of Cliffwater LLC on behalf of Cliffwater Corporate Lending Fund
Stock symbol
NONE
Transactions as of
May 17, 2021
Transactions value $
$0
Form type
4
Date filed
6/21/2021, 05:36 PM
Previous filing
Jun 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE Common Stock Other $0 -1.15M -100% $0.00* 0 May 17, 2021 Direct F1
transaction NONE Common Stock Other $0 +1.15M $0.00 1.15M May 17, 2021 see footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Cliffwater Corporate Lending Fund is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The shares of common stock were transferred to a wholly-owned special purpose vehicle of the Fund for no consideration. This is an exit filing because the Form 3 was filed notwithstanding the exemption available to the Fund under Rule 16a-1(a)(1).