Adam Rothstein - Jun 16, 2021 Form 4 Insider Report for Roth CH Acquisition II Co (RSVRW)

Role
Director
Signature
By: /s/ Adam Rothstein
Stock symbol
RSVRW
Transactions as of
Jun 16, 2021
Transactions value $
$14,078
Form type
4
Date filed
6/17/2021, 10:24 AM
Previous filing
Jun 4, 2021
Next filing
Jul 9, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RSVRW Warrants to purchase Common Stock Purchase $14.1K +10.1K +93.17% $1.40 20.8K Jun 16, 2021 Common Stock 10.1K $11.50 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $1.40 to $1.41. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.