Lisa Butler - Jul 31, 2020 Form 4 Insider Report for Vertex, Inc. (VERX)

Signature
By: /s/ Lisa Coleman, Attorney-in-Fact
Stock symbol
VERX
Transactions as of
Jul 31, 2020
Transactions value $
-$4,193,814
Form type
4
Date filed
6/15/2021, 04:41 PM
Next filing
Nov 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VERX Class A Common Stock Purchase $55K +2.89K +27.95% $19.00 13.2K Jul 31, 2020 Direct
transaction VERX Class A Common Stock Options Exercise $679K +315K +2342.7% $2.15* 328K Apr 5, 2021 Direct F1
transaction VERX Class A Common Stock Tax liability -$3.35M -148K -45.12% $22.58 180K Apr 5, 2021 Direct
transaction VERX Class A Common Stock Sale -$1.58M -84K -46.6% $18.82 96.2K Jun 9, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VERX Stock Option Options Exercise $0 -315K -100% $0.00* 0 Apr 5, 2021 Class A Common Stock 315K $2.15 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 197 shares acquired through the Company's Employee Stock Purchase Plan.
F2 The option is fully vested and exercisable.