| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GATO | Common Stock | Options Exercise | $188,797 | +26,971 | +41% | $7.00 | 93,189 | 14 Jun 2021 | Direct | |
| transaction | GATO | Common Stock | Sale | $487,905 | -26,971 | -29% | $18.09 | 66,218 | 14 Jun 2021 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GATO | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -26,971 | -90% | $0.000000 | 3,029 | 14 Jun 2021 | Common Stock | 26,971 | $7.00 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.31, inclusive. The reporting person undertakes to provide to Gatos Silver, Inc. (the "Issuer"), any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
| F2 | These options were granted on February 8, 2015 and are fully vested. |