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Signature
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/s/ Cedric Hyde, Authorized Signatory of Merck Serono SA
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Stock symbol
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PGEN
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Transactions as of
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Jun 3, 2021
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Transactions value $
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-$1,064,209
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Form type
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4
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Date filed
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6/7/2021, 06:06 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
PGEN |
Common Stock |
Sale |
-$554K |
-84K |
-0.34% |
$6.59 |
24.6M |
Jun 3, 2021 |
Direct |
F1 |
transaction |
PGEN |
Common Stock |
Sale |
-$510K |
-76.7K |
-0.31% |
$6.66 |
24.5M |
Jun 4, 2021 |
Direct |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
This Form 4 is being filed by each of the following persons (together, the Reporting Persons): Ares Trading SA, the direct beneficial owner of the shares, Merck Serono SA, Aubonne, Switzerland, an affiliate of Merck KGaA, Darmstadt, Germany, an indirect beneficial owner of the shares, and Merck KGaA, Darmstadt, Germany, an indirect beneficial owner of the shares. Ares Trading SA is a dominantly controlled subsidiary of Merck Serono SA, Aubonne, Switzerland, an affiliate of Merck KGaA, Darmstadt, Germany. Merck Serono SA, Aubonne, Switzerland is a wholly owned I indirect subsidiary of Merck KGaA, Darmstadt, Germany. Merck KGaA, Darmstadt, Germany is a publicly traded company (Frankfurt Stock Exchange, DAX 30) and the beneficiary of the two companies.