Steve Louis Brown - 01 Jun 2021 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Role
Chairman and CEO, Director
Signature
/s/ Sarah Stanton, on behalf of Steven L. Brown
Issuer symbol
TRIN
Transactions as of
01 Jun 2021
Net transactions value
+$10,180
Form type
4
Filing time
02 Jun 2021, 21:41:38 UTC
Next filing
17 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Purchase $5,543 +382 +0.07% $14.51 512,732 01 Jun 2021 Direct F1, F3
transaction TRIN Common Stock Purchase $4,637 +320 +2% $14.49 16,059 01 Jun 2021 By The Steven and Patricia Brown Family Trust, dated March 19, 1998 F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $14.44 to $14.525. The reporting person undertakes to provide Trinity Capital Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $14.47 to $14.525. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.
F3 Includes shares acquired pursuant to the Company's distribution reinvestment plan.

Remarks:

Sarah Stanton is signing on behalf of Mr. S. Brown pursuant to the power of attorney dated June 2, 2021, which is filed herewith as Exhibit 24.