Eric Smit - 17 May 2021 Form 4 Insider Report for EGAIN Corp (EGAN)

Role: Chief Financial Officer
Signature: /s/ Eric Smit
Issuer symbol: EGAN
Transactions as of: 17 May 2021
Net transactions value: -$28,260
Form type: 4
Filing time: 19 May 2021, 16:00:49 UTC
Next filing: 17 Jun 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EGAN	Common Stock	Options Exercise	$18,870	+3,000	+2.3%	$6.29	132,187	17 May 2021	Direct	F1
transaction	EGAN	Common Stock	Options Exercise	$5,000	+2,000	+1.5%	$2.50	134,187	17 May 2021	Direct	F1
transaction	EGAN	Common Stock	Sale	$31,290	-3,000	-2.2%	$10.43	131,187	17 May 2021	Direct	F1, F2
transaction	EGAN	Common Stock	Sale	$20,840	-2,000	-1.5%	$10.42	129,187	17 May 2021	Direct	F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	EGAN	Employee Stock Option (right to buy)	Options Exercise	$0	-2,000	-2.9%	$0.000000	66,000	17 May 2021	Common Stock	2,000	$2.50	Direct	F4
transaction	EGAN	Employee Stock Option (right to buy)	Options Exercise	$0	-3,000	-8.1%	$0.000000	34,000	17 May 2021	Common Stock	3,000	$6.29	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.
F2	Represents average price. These shares were sold in multiple transactions ranging in price from $10.24 to $10.69. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3	Represents average price. These shares were sold in multiple transactions ranging in price from $10.25 to $10.67. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F4	The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month.
F5	The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month.