Key facts
- This page summarizes Eric Smit's Form 4 filing for EGAIN Corp (EGAN).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 19 May 2021, 16:00.
Eric Smit - 17 May 2021 Form 4 Insider Report for EGAIN Corp (EGAN)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- EGAN
- Reported as of
- 17 May 2021
- Net transaction value
- -$28,260
- SEC form
- 4
- Accepted by SEC
- 19 May 2021, 16:00:49 UTC
- Next SEC filing
- 17 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eric Smit
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Eric Smit filed Form 4 for EGAIN Corp (EGAN) on 19 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$28,260.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EGAN
transaction
Common Stock
Options Exercise
- Transaction value
- $18,870
- Shares
- +3,000
- Change %
- +2.3%
- Price
- $6.29
- Shares after
- 132,187
- Date
- 17 May 2021
- Ownership
- Direct
- Footnotes
- F1
EGAN
transaction
Common Stock
Options Exercise
- Transaction value
- $5,000
- Shares
- +2,000
- Change %
- +1.5%
- Price
- $2.50
- Shares after
- 134,187
- Date
- 17 May 2021
- Ownership
- Direct
- Footnotes
- F1
EGAN
transaction
Common Stock
Sale
- Transaction value
- $31,290
- Shares
- -3,000
- Change %
- -2.2%
- Price
- $10.43
- Shares after
- 131,187
- Date
- 17 May 2021
- Ownership
- Direct
- Footnotes
- F1, F2
EGAN
transaction
Common Stock
Sale
- Transaction value
- $20,840
- Shares
- -2,000
- Change %
- -1.5%
- Price
- $10.42
- Shares after
- 129,187
- Date
- 17 May 2021
- Ownership
- Direct
- Footnotes
- F1, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
EGAN
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -2,000
- Change %
- -2.9%
- Price
- $0.000000
- Shares after
- 66,000
- Date
- 17 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,000
- Exercise price
- $2.50
- Footnotes
- F4
EGAN
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -3,000
- Change %
- -8.1%
- Price
- $0.000000
- Shares after
- 34,000
- Date
- 17 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,000
- Exercise price
- $6.29
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.
Footnote F2
Represents average price. These shares were sold in multiple transactions ranging in price from $10.24 to $10.69. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Footnote F3
Represents average price. These shares were sold in multiple transactions ranging in price from $10.25 to $10.67. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Footnote F4
The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month.
Footnote F5
The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month.