Quick Takeaways
- This page summarizes Eric Smit's Form 4 filing for EGAIN Corp (EGAN).
- 6 reported transactions and 2 derivative rows are listed below.
- Filing timestamp: 19 May 2021, 16:00.
Eric Smit - 17 May 2021 Form 4 Insider Report for EGAIN Corp (EGAN)
- Signature
- /s/ Eric Smit
- Issuer symbol
- EGAN
- Transactions as of
- 17 May 2021
- Net transactions value
- -$28,260
- Form type
- 4
- Filing time
- 19 May 2021, 16:00:49 UTC
- Next filing
- 17 Jun 2021
- SEC
- View on sec.gov
Quoteable Key Fact
"Eric Smit filed Form 4 for EGAIN Corp (EGAN) on 19 May 2021."
What Changed
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$28,260.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Source Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EGAN | Common Stock | Options Exercise | $18,870 | +3,000 | +2.3% | $6.29 | 132,187 | 17 May 2021 | Direct | F1 |
| transaction | EGAN | Common Stock | Options Exercise | $5,000 | +2,000 | +1.5% | $2.50 | 134,187 | 17 May 2021 | Direct | F1 |
| transaction | EGAN | Common Stock | Sale | $31,290 | -3,000 | -2.2% | $10.43 | 131,187 | 17 May 2021 | Direct | F1, F2 |
| transaction | EGAN | Common Stock | Sale | $20,840 | -2,000 | -1.5% | $10.42 | 129,187 | 17 May 2021 | Direct | F1, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EGAN | Employee Stock Option (right to buy) | Options Exercise | $0 | -2,000 | -2.9% | $0.000000 | 66,000 | 17 May 2021 | Common Stock | 2,000 | $2.50 | Direct | F4 |
| transaction | EGAN | Employee Stock Option (right to buy) | Options Exercise | $0 | -3,000 | -8.1% | $0.000000 | 34,000 | 17 May 2021 | Common Stock | 3,000 | $6.29 | Direct | F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. |
| F2 | Represents average price. These shares were sold in multiple transactions ranging in price from $10.24 to $10.69. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
| F3 | Represents average price. These shares were sold in multiple transactions ranging in price from $10.25 to $10.67. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
| F4 | The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. |
| F5 | The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. |