| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | OTRK | Common Stock | Exercise of in-the-money or at-the-money derivative security | $2,394,850 | +498,927 | +5.4% | $4.80 | 9,710,512 | 10 May 2021 | By Acuitas | F1, F2 |
| transaction | OTRK | Common Stock | Sale | $31,553 | -1,099 | -0.01% | $28.71 | 9,709,413 | 11 May 2021 | By Acuitas | F1, F3, F4 |
| transaction | OTRK | Common Stock | Sale | $100,229 | -3,401 | -0.04% | $29.47 | 9,706,012 | 11 May 2021 | By Acuitas | F1, F3, F5 |
| transaction | OTRK | Common Stock | Sale | $63,892 | -2,089 | -0.02% | $30.58 | 9,703,923 | 11 May 2021 | By Acuitas | F1, F3, F6 |
| transaction | OTRK | Common Stock | Sale | $85,399 | -2,700 | -0.03% | $31.63 | 9,701,223 | 11 May 2021 | By Acuitas | F1, F3, F7 |
| transaction | OTRK | Common Stock | Sale | $55,125 | -1,711 | -0.02% | $32.22 | 9,699,512 | 11 May 2021 | By Acuitas | F1, F3, F8 |
| transaction | OTRK | Common Stock | Sale | $203,284 | -6,500 | -0.07% | $31.27 | 9,693,012 | 12 May 2021 | By Acuitas | F1, F3, F9 |
| transaction | OTRK | Common Stock | Sale | $143,810 | -4,500 | -0.05% | $31.96 | 9,688,512 | 12 May 2021 | By Acuitas | F1, F3, F10 |
| transaction | OTRK | Common Stock | Sale | $198,369 | -6,629 | -0.07% | $29.92 | 9,681,883 | 13 May 2021 | By Acuitas | F1, F3, F11 |
| transaction | OTRK | Common Stock | Sale | $39,493 | -1,271 | -0.01% | $31.07 | 9,680,612 | 13 May 2021 | By Acuitas | F1, F3, F12 |
| transaction | OTRK | Common Stock | Sale | $98,988 | -3,100 | -0.03% | $31.93 | 9,677,512 | 13 May 2021 | By Acuitas | F1, F3, F13 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | OTRK | Warrants to Purchase | Exercise of in-the-money or at-the-money derivative security | $0 | -498,927 | -100% | $0.000000* | 0 | 10 May 2021 | Common Stock | 498,927 | $4.80 | By Acuitas | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. |
| F2 | On May 11, 2021, the Reporting Persons filed a Form 4 (the "May 11 Form 4") which incorrectly reported, due to a clerical error, that on May 10, 2021, Acuitas exercised, on a cashless basis, a warrant to purchase 498,297 shares of the issuer's common stock for $4.80 per share. In fact, as reported in this Form 4, on May 10, 2021, Acuitas exercised, on a cashless basis, a warrant to purchase 498,927 shares of the issuer's common stock (rather than 498,297 shares) for $4.80 per share. |
| F3 | This Form 4 also corrects the total number of shares of the issuer's common stock beneficially owned by the Reporting Persons following the exercise of all warrants reported on the May 11 Form 4 (net of the issuer's withholding of an aggregate of 89,572 shares in respect of the exercise prices for such warrants), which was incorrectly reported on the May 11 Form 4 as 9,709,882 shares. In fact, as reported in this Form 4, following the exercise of all such warrants on May 10, 2021 (and after giving effect to the issuer's withholding of shares in respect of the exercise prices for such warrants), the Reporting Persons beneficially owned an aggregate of 9,710,512 shares of the issuer's common stock. |
| F4 | The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $28.090 to $29.070, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F5 | The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $29.120 to $30.050, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F6 | The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.130 to $31.000, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F7 | The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.220 to $32.080, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F8 | The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $32.120 to $32.290, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F9 | The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.710 to $31.660, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F10 | The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.710 to $32.490, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F11 | The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $29.510 to $30.500, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F12 | The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $30.690 to $31.460, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F13 | The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $31.530 to $32.335, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |