Lucas P. Schneider - Jul 1, 2020 Form 4 Insider Report for PLUG POWER INC (PLUG)

Role
Director
Signature
/s/ Gerard L. Conway Jr., Attorney-in-Fact
Stock symbol
PLUG
Transactions as of
Jul 1, 2020
Transactions value $
-$79,771
Form type
4
Date filed
5/13/2021, 09:19 AM
Next filing
Jul 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLUG Common Stock Sale -$31.4K -3.5K -2.69% $8.96 127K Jul 1, 2020 Direct F1, F2, F4
transaction PLUG Common Stock Sale -$48.4K -3.5K -2.75% $13.83 124K Oct 1, 2020 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 15, 2020.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.66 to $9.165, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.58 to $13.985, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F4 Represents the number of shares held by the Reporting Person as of each Transaction Date. As of the date hereof, the Reporting Person beneficially owns 120,395 shares of the Issuer's common stock.