Acuitas Group Holdings, LLC - Apr 28, 2017 Form 3 Insider Report for Ontrak, Inc. (OTRK)

Role: 10%+ Owner
Signature: ACUITAS GROUP HOLDINGS, LLC By: Terren S. Peizer, Chairman /s/ Terren S. Peizer
Stock symbol: OTRK
Transactions as of: Apr 28, 2017
Transactions value $: $0
Form type: 3
Date filed: 5/11/2021, 05:34 PM

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	OTRK	Common Stock						3.7M	Apr 28, 2017	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	OTRK	Warrant to Purchase	Apr 28, 2017	Common Stock	499K	$4.80	Direct	F2
holding	OTRK	Warrant to Purchase	Apr 28, 2017	Common Stock	170K	$4.80	Direct	F2
holding	OTRK	Warrant to Purchase	Apr 28, 2017	Common Stock	197K	$4.80	Direct	F2
holding	OTRK	Warrant to Purchase	Apr 28, 2017	Common Stock	61.8K	$4.80	Direct	F2
holding	OTRK	Warrant to Purchase	Apr 28, 2017	Common Stock	49K	$4.80	Direct	F2
holding	OTRK	Warrant to Purchase	Apr 28, 2017	Common Stock	49K	$4.80	Direct	F2
holding	OTRK	Warrant to Purchase	Apr 28, 2017	Common Stock	36.3K	$4.80	Direct	F2
holding	OTRK	Warrant to Purchase	Apr 28, 2017	Common Stock	156K	$1.80	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents amounts held by the Reporting Person as of April 28, 2017. For the Reporting Person's beneficial ownership information of the issuer's common stock as of the date of this filing, please refer to the Form 4 jointly filed by Terren S. Peizer ("Mr. Peizer") and the Reporting Person on the date hereof. Mr. Peizer is the Chairman and sole member of the Reporting Person and, in such capacity, exercises voting and investment power over any securities held for the account of the Reporting Person.
F2	After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017.

Content

Represents amounts held by the Reporting Person as of April 28, 2017. For the Reporting Person's beneficial ownership information of the issuer's common stock as of the date of this filing, please refer to the Form 4 jointly filed by Terren S. Peizer ("Mr. Peizer") and the Reporting Person on the date hereof. Mr. Peizer is the Chairman and sole member of the Reporting Person and, in such capacity, exercises voting and investment power over any securities held for the account of the Reporting Person.

After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017.