Acuitas Group Holdings, LLC - 28 Apr 2017 Form 3 Insider Report for Ontrak, Inc. (OTRK)

Role
10%+ Owner
Signature
ACUITAS GROUP HOLDINGS, LLC By: Terren S. Peizer, Chairman /s/ Terren S. Peizer
Issuer symbol
OTRK
Transactions as of
28 Apr 2017
Net transactions value
$0
Form type
3
Filing time
11 May 2021, 17:34:04 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OTRK Common Stock 3,701,665 28 Apr 2017 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OTRK Warrant to Purchase 28 Apr 2017 Common Stock 498,927 $4.80 Direct F2
holding OTRK Warrant to Purchase 28 Apr 2017 Common Stock 170,473 $4.80 Direct F2
holding OTRK Warrant to Purchase 28 Apr 2017 Common Stock 196,707 $4.80 Direct F2
holding OTRK Warrant to Purchase 28 Apr 2017 Common Stock 61,765 $4.80 Direct F2
holding OTRK Warrant to Purchase 28 Apr 2017 Common Stock 49,020 $4.80 Direct F2
holding OTRK Warrant to Purchase 28 Apr 2017 Common Stock 49,020 $4.80 Direct F2
holding OTRK Warrant to Purchase 28 Apr 2017 Common Stock 36,275 $4.80 Direct F2
holding OTRK Warrant to Purchase 28 Apr 2017 Common Stock 155,834 $1.80 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents amounts held by the Reporting Person as of April 28, 2017. For the Reporting Person's beneficial ownership information of the issuer's common stock as of the date of this filing, please refer to the Form 4 jointly filed by Terren S. Peizer ("Mr. Peizer") and the Reporting Person on the date hereof. Mr. Peizer is the Chairman and sole member of the Reporting Person and, in such capacity, exercises voting and investment power over any securities held for the account of the Reporting Person.
F2 After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017.