Mark D. Klein - May 10, 2021 Form 4 Insider Report for SURO CAPITAL CORP. (SSSS)

Role: CEO and President, Director
Signature: /s/ Mark D. Klein
Stock symbol: SSSS
Transactions as of: May 10, 2021
Transactions value $: $99,199
Form type: 4
Date filed: 5/11/2021, 04:34 PM
Next filing: Jul 1, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SSSS	Common Stock	Purchase	$56.9K	+3.79K	+0.85%	$15.02	447K	May 10, 2021	Direct	F1
transaction	SSSS	Common Stock	Purchase	$42.3K	+2.95K	+0.66%	$14.34	450K	May 11, 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This total includes (i) 1,667 shares of SuRo Capital Corp.'s common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii) 154,362 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 will vest on February 10, 2022, 1/3 will vest on February 10, 2023, and 1/3 will vest on February 10, 2024.

Content

This total includes (i) 1,667 shares of SuRo Capital Corp.'s common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii) 154,362 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 will vest on February 10, 2022, 1/3 will vest on February 10, 2023, and 1/3 will vest on February 10, 2024.