Joseph E. Gilliam - May 6, 2021 Form 4 Insider Report for GLAUKOS Corp (GKOS)

Role
CFO, SVP Corporate Development
Signature
/s/ Diana Scherer, Attorney-in-Fact
Stock symbol
GKOS
Transactions as of
May 6, 2021
Transactions value $
-$1,282,754
Form type
4
Date filed
5/7/2021, 08:41 PM
Previous filing
Feb 14, 2024
Next filing
Jan 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GKOS Common Stock Tax liability -$872K -10.5K -20% $82.63 42.2K May 6, 2021 Direct F1, F2
transaction GKOS Common Stock Sale -$300K -3.66K -8.67% $81.95 38.5K May 6, 2021 Direct F2, F3, F4
transaction GKOS Common Stock Sale -$94.5K -1.14K -2.97% $82.71 37.4K May 6, 2021 Direct F2, F3, F5
transaction GKOS Common Stock Sale -$8.36K -100 -0.27% $83.61 37.3K May 6, 2021 Direct F2, F3
transaction GKOS Common Stock Sale -$8.5K -100 -0.27% $85.00 37.2K May 6, 2021 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on May 5, 2017, with the vesting schedule in four equal installments on May 5, 2018, May 5, 2019, May 5, 2020 and May 5, 2021.
F2 Includes 18,950 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F3 These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
F4 This transaction was executed in multiple trades at prices ranging from $81.49 to $82.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $82.54 to $82.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.