Jeffrey R. Stephens - 19 Nov 2024 Form 4 Insider Report for SECURITY NATIONAL FINANCIAL CORP (SNFCA)

Role
Gen. Counsel & Corp. Sec
Signature
/s/ Jeffrey R. Stephens
Issuer symbol
SNFCA
Transactions as of
19 Nov 2024
Net transactions value
+$71,825
Form type
4
Filing time
19 Nov 2024, 17:36:09 UTC
Previous filing
18 Sep 2024
Next filing
26 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNFCA Class A Common Stock Gift $118,000 -10,000 -26% $11.80 28,152 19 Nov 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNFCA Employee Stock Option (right to buy) Award $55,425 +7,500 $7.39 7,500 03 Dec 2021 Class A Common Stock 7,500 $7.39 Direct F2
transaction SNFCA Employee Stock Option (right to buy) Award $58,500 +10,000 +133% $5.85 17,500 02 Dec 2022 Class A Common Stock 10,000 $5.85 Direct F3
transaction SNFCA Employee Stock Option (right to buy) Award $75,900 +10,000 +57% $7.59 27,500 01 Dec 2023 Class A Common Stock 10,000 $7.59 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Does not include 119,834 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan.
F2 This option was granted on December 3, 2021 as an option for 7,500 shares of Class A Common Stock at an exercise price of $8.62 per share, but adjusted pursuant to the anti-dilution provision of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 8, 2022, July 14, 2023 and July 12, 2024.
F3 This option was granted on December 2, 2022 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.48 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 14, 2023 and July 12, 2024.
F4 This option was granted on December 1, 2023 as an option for 10,000 shares of Class A Common Stock at an exercise price of $7.99 per share, but adjusted pursuant to the 2022 Equity Incentive Plan to reflect a 5% stock dividend paid on July 12, 2024. The options vest in four equal quarterly installments, beginning on March 1, 2024.