Gilbert A. Fuller - Oct 3, 2023 Form 4 Insider Report for SECURITY NATIONAL FINANCIAL CORP (SNFCA)

Role
Director
Signature
/s/ Gilbert A. Fuller
Stock symbol
SNFCA
Transactions as of
Oct 3, 2023
Transactions value $
$188,940
Form type
4
Date filed
10/4/2023, 04:49 PM
Previous filing
Aug 3, 2023
Next filing
Oct 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNFCA Class A Common Stock Options Exercise $3.08K +405 +2.36% $7.61 17.5K Oct 3, 2023 Direct
transaction SNFCA Class A Common Stock Sale -$3.08K -405 -2.31% $7.61 17.1K Oct 3, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNFCA Director Stock Option (right to buy) Award $34.6K +6.87K $5.04 6.87K Dec 2, 2016 Class A Common Stock 6.87K $5.04 Direct F1
transaction SNFCA Director Stock Option (right to buy) Award $7.24K +1.37K +19.99% $5.27 8.24K Dec 7, 2016 Class A Common Stock 1.37K $5.27 Direct F2
transaction SNFCA Director Stock Option (right to buy) Award $4.98K +1.31K +15.87% $3.81 9.55K Dec 1, 2017 Class A Common Stock 1.31K $3.81 Direct F3
transaction SNFCA Director Stock Option (right to buy) Award $32.8K +7.48K +78.3% $4.39 17K Nov 30, 2018 Class A Common Stock 7.48K $4.39 Direct F4
transaction SNFCA Director Stock Option (right to buy) Award $32.5K +7.12K +41.81% $4.57 24.1K Dec 6, 2019 Class A Common Stock 7.12K $4.57 Direct F5
transaction SNFCA Director Stock Option (right to buy) Award $22.5K +6.78K +28.08% $3.32 30.9K Mar 27, 2020 Class A Common Stock 6.78K $3.32 Direct F6
transaction SNFCA Director Stock Option (right to buy) Award $51.6K +6.3K +20.37% $8.19 37.2K Dec 3, 2021 Class A Common Stock 6.3K $8.19 Direct F7
transaction SNFCA Restricted Stock Unit Award $5.25K +810 +2.18% $6.48 38K Dec 2, 2022 Class A Common Stock 810 $6.48 Direct F8
transaction SNFCA Restricted Stock Unit Disposed to Issuer -$2.62K -405 -1.06% $6.48 37.6K Dec 2, 2022 Class A Common Stock 405 $6.48 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022.
F2 This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022.
F3 This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022.
F4 This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022.
F5 This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022.
F6 This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share; a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021; and a 5% stock dividend paid on July 08, 2022.
F7 This option was granted on December 3, 2021 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $8.62 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022.
F8 These restricted stock units were granted on December 2, 2022 for 1,620 shares of Class A Common Stock under the 2022 Equity Incentive Plan at a price of $6.48. The units granted vest quarterly, and will be fully vested on December 31, 2023.