H. Craig Moody - Apr 6, 2022 Form 4 Insider Report for SECURITY NATIONAL FINANCIAL CORP (SNFCA)

Role: Director
Signature: /s/ H. Craig Moody
Stock symbol: SNFCA
Transactions as of: Apr 6, 2022
Transactions value $: $349,363
Form type: 4
Date filed: 4/12/2022, 05:57 PM
Previous filing: Feb 10, 2022
Next filing: Sep 29, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SNFCA	Class A Common Stock	Options Exercise	$80.6K	+8.05K	+34.43%	$10.01	31.4K	Apr 6, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SNFCA	Director Stock Option (right to buy)	Options Exercise	-$7.63K	-7.95K	-50%	$0.96	7.95K	Apr 13, 2012	Class A Common Stock	7.95K	$0.96	Direct	F1
transaction	SNFCA	Director Stock Option (right to buy)	Options Exercise	-$7.27K	-1.59K	-50%	$4.57	1.59K	Dec 7, 2012	Class A Common Stock	1.59K	$4.57	Direct	F2
transaction	SNFCA	Director Stock Option (right to buy)	Award	$23K	+7.33K		$3.14	7.33K	Dec 6, 2013	Class A Common Stock	7.33K	$3.14	Direct	F3
transaction	SNFCA	Director Stock Option (right to buy)	Award	$4.76K	+1.52K		$3.14	1.52K	Dec 7, 2013	Class A Common Stock	1.52K	$3.14	Direct	F4
transaction	SNFCA	Director Stock Option (right to buy)	Award	$24.7K	+7.21K		$3.43	7.21K	Dec 5, 2014	Class A Common Stock	7.21K	$3.43	Direct	F5
transaction	SNFCA	Director Stock Option (right to buy)	Award	$4.95K	+1.44K		$3.43	1.44K	Dec 7, 2014	Class A Common Stock	1.44K	$3.43	Direct	F6
transaction	SNFCA	Director Stock Option (right to buy)	Award	$33.1K	+6.87K		$4.82	6.87K	Dec 4, 2015	Class A Common Stock	6.87K	$4.82	Direct	F7
transaction	SNFCA	Director Stock Option (right to buy)	Award	$6.62K	+1.37K		$4.82	1.37K	Dec 7, 2015	Class A Common Stock	1.37K	$4.82	Direct	F8
transaction	SNFCA	Director Stock Option (right to buy)	Award	$34.7K	+6.54K		$5.31	6.54K	Dec 2, 2016	Class A Common Stock	6.54K	$5.31	Direct	F9
transaction	SNFCA	Director Stock Option (right to buy)	Award	$6.95K	+1.31K		$5.31	1.31K	Dec 7, 2016	Class A Common Stock	1.31K	$5.31	Direct	F10
transaction	SNFCA	Director Stock Option (right to buy)	Award	$5K	+1.25K		$4.01	1.25K	Dec 1, 2017	Class A Common Stock	1.25K	$4.01	Direct	F11
transaction	SNFCA	Director Stock Option (right to buy)	Award	$32.9K	+7.12K	+712200%	$4.62	7.12K	Nov 30, 2018	Class A Common Stock	7.12K	$4.62	Direct	F12
transaction	SNFCA	Director Stock Option (right to buy)	Award	$32.6K	+6.78K		$4.81	6.78K	Dec 6, 2019	Class A Common Stock	6.78K	$4.81	Direct	F13
transaction	SNFCA	Director Stock Option (right to buy)	Award	$22.5K	+6.46K		$3.49	6.46K	Mar 27, 2020	Class A Common Stock	6.46K	$3.49	Direct	F14
transaction	SNFCA	Director Stock Option (right to buy)	Award	$51.7K	+6K		$8.62	6K	Dec 3, 2021	Class A Common Stock	6K	$8.62	Direct	F15

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
F2	This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
F3	This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
F4	This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
F5	This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the Amended and Restated 2014 Director Stock Option Plan (the "2014 Director Stock Option Plan") at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
F6	This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
F7	This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
F8	This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
F9	This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
F10	This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
F11	This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
F12	This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
F13	This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
F14	This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021.
F15	This option was granted on December 3, 2021 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $8.62 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 3, 2022, until such shares are fully vested.