Terry Kennedy - Jul 2, 2021 Form 4 Insider Report for GROW CAPITAL, INC. (grwc)

Role
CEO and President, Director, 10%+ Owner
Signature
/s/ Terry Kennedy
Stock symbol
grwc
Transactions as of
Jul 2, 2021
Transactions value $
$75,000
Form type
4
Date filed
7/13/2021, 09:02 PM
Previous filing
May 25, 2021
Next filing
Oct 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction grwc Common Stock Award +26.9K +3% 925K Jul 2, 2021 Direct F1
transaction grwc Common Stock Award +50K +5.41% 975K Jul 2, 2021 Direct F2
transaction grwc Common Stock Purchase $25K +25K $1.00 25K Nov 20, 2020 Footnote F12
transaction grwc Common Stock Purchase $10K +10K +16.67% $1.00 70K Nov 20, 2020 Footnote F10
transaction grwc Common Stock Purchase $40K +40K +5.88% $1.00 721K Nov 20, 2020 Footnote F8
holding grwc Common Stock 1.14M Jul 2, 2021 Footnote F3
holding grwc Common Stock 1.82M Jul 2, 2021 Footnote F4
holding grwc Common Stock 1.86M Jul 2, 2021 Footnote F5
holding grwc Common Stock 1.14M Jul 2, 2021 Footnote F6
holding grwc Common Stock 468K Jul 2, 2021 Footnote F7
holding grwc Common Stock 125K Jul 2, 2021 Footnote F9
holding grwc Common Stock 69K Jul 2, 2021 Footnote F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested shares issued as compensation for service for the 3rd quarter 2021.
F2 Compensation for providing executive management services as CEO and President of the Company for each three-month period remaining in calendar year 2021, beginning April 1, 2021 and ending with December 31, 2021, but with the terms of such compensation also renewable for up to three additional quarters in 2022 until a more permanent contract has been executed.
F3 The reporting person is a 50% owner and the manager of Racing 123, LLC.
F4 The reporting person is the manager and ultimate beneficial owner of AYG LLC.
F5 Reflects percentage ownership of Zeake, LLC.
F6 The reporting person is the manager of King Ship, LLC.
F7 The reporting person is the manager of Virtual Marketing Associates, LLC.
F8 The reporting person is the sole owner and the manager of Journey, Home 4 Teens, LLC.
F9 The reporting person is a 50% owner and the manager of Off the Wall, LLC.
F10 The reporting person is the sole owner and the manager of Appreciation Rewards, LLC.
F11 Shares owned by AF1 Public Relations LLC, an entity wholly-owned by the reporting person's wife. The reporting person disclaims beneficial ownership of any securities owned directly or indirectly by the reporting person's wife.
F12 The reporting person is a 67.35% owner of Appreciation LLC.