Amy L. Newmark - Jun 10, 2021 Form 4 Insider Report for Chicken Soup for the Soul Entertainment, Inc. (CSSE)

Role
Director
Signature
/s/ Amy Newmark
Stock symbol
CSSE
Transactions as of
Jun 10, 2021
Transactions value $
-$510,730
Form type
4
Date filed
6/14/2021, 11:14 AM
Previous filing
Jun 9, 2021
Next filing
Jun 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSSE Class A common stock Sale -$319K -9K -29.24% $35.47 21.8K Jun 10, 2021 Direct F1
transaction CSSE Class A common stock Options Exercise $65K +10K +45.91% $6.50 31.8K Jun 10, 2021 Direct
transaction CSSE Class A common stock Sale -$257K -7K -22.03% $36.64 24.8K Jun 11, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CSSE Stock options (right to buy) Options Exercise $0 -10K -12.5% $0.00 70K Jun 10, 2021 Class A common stock 10K $6.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.90, inclusive. The reporting person undertakes to provide to Chicken Soup for the Soul Entertainment, Inc., any security holder of Chicken Soup for the Soul Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.90 to $37.40, inclusive. The reporting person undertakes to provide to Chicken Soup for the Soul Entertainment, Inc., any security holder of Chicken Soup for the Soul Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
F3 The options vested in eight equal quarterly installments beginning March 31, 2017.