John T. Mcdonald - Dec 16, 2023 Form 4 Insider Report for Upland Software, Inc. (UPLD)

Role
CEO, Director
Signature
/s/ Matthew Smith (as attorney-in-fact for J. McDonald)
Stock symbol
UPLD
Transactions as of
Dec 16, 2023
Transactions value $
-$53,707
Form type
4
Date filed
12/19/2023, 05:36 PM
Previous filing
Sep 19, 2023
Next filing
Jan 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPLD Common Stock Tax liability -$53.7K -11.7K -0.71% $4.61 1.63M Dec 16, 2023 Direct F1, F2
holding UPLD Common Stock 264K Dec 16, 2023 By National Financial Services as Cust FBO J. McDonald RRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.
F2 Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.