John T. Mcdonald - Mar 17, 2021 Form 4/A - Amendment Insider Report for Upland Software, Inc. (UPLD)

Role
CEO, Director
Signature
/s/ Kin Gill (as attorney-in-fact for Mr. McDonald)
Stock symbol
UPLD
Transactions as of
Mar 17, 2021
Transactions value $
-$492,606
Form type
4/A - Amendment
Date filed
9/20/2021, 04:08 PM
Date Of Original Report
Mar 19, 2021
Next filing
May 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPLD Common Stock Sale -$320K -6.64K -0.48% $48.15 1.37M Mar 17, 2021 Direct F1, F2, F3
transaction UPLD Common Stock Sale -$173K -3.55K -0.26% $48.73 1.37M Mar 17, 2021 Direct F1, F3, F4, F5
holding UPLD Common Stock 154K Mar 17, 2021 By National Financial Services as Cust FBO J. McDonald RRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were sold pursuant to a 10b5-1 plan to cover tax withholding obligations in connection with the vesting of restricted stock units.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.67 to $48.66, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3 Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.
F4 Form is being amended to report the correct number of shares sold.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.67 to $48.92, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.