Richard Adam Ray - Apr 24, 2023 Form 3 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role
EVP, Chief Commercial Officer
Signature
/s/Richard Adam Ray
Stock symbol
CHTR
Transactions as of
Apr 24, 2023
Transactions value $
$0
Form type
3
Date filed
4/27/2023, 04:18 PM
Next filing
Jul 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CHTR Class A Common Stock 510 Apr 24, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CHTR Stock Options Apr 24, 2023 Class A Common Stock 5.02K $353.20 Direct F1
holding CHTR Stock Options Apr 24, 2023 Class A Common Stock 5.77K $292.31 Direct F2
holding CHTR Stock Options Apr 24, 2023 Class A Common Stock 3.29K $512.06 Direct F3
holding CHTR Stock Options Apr 24, 2023 Class A Common Stock 3.8K $515.62 Direct F4
holding CHTR Restricted Stock Units Apr 24, 2023 Class A Common Stock 108 Direct F5, F6
holding CHTR Stock Options Apr 24, 2023 Class A Common Stock 9.28K $625.55 Direct F7
holding CHTR Restricted Stock Units Apr 24, 2023 Class A Common Stock 280 Direct F5, F8
holding CHTR Stock Options Apr 24, 2023 Class A Common Stock 2.57K $702.13 Direct F9
holding CHTR Restricted Stock Units Apr 24, 2023 Class A Common Stock 80 Direct F5, F10
holding CHTR Stock Options Apr 24, 2023 Class A Common Stock 12.9K $588.83 Direct F11
holding CHTR Restricted Stock Units Apr 24, 2023 Class A Common Stock 425 Direct F5, F12
holding CHTR Stock Options Apr 24, 2023 Class A Common Stock 2.6K $581.19 Direct F13
holding CHTR Restricted Stock Units Apr 24, 2023 Class A Common Stock 86 Direct F5, F14
holding CHTR Stock Options Apr 24, 2023 Class A Common Stock 19.8K $387.38 Direct F15
holding CHTR Restricted Stock Units Apr 24, 2023 Class A Common Stock 774 Direct F5, F16
holding CHTR Stock Options Apr 24, 2023 Class A Common Stock 93.3K $380.53 Direct F17
holding CHTR Restricted Stock Units Apr 24, 2023 Class A Common Stock 10.4K Direct F5, F18
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock Options granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 16, 2021. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F2 Stock Options granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2022. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F3 Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2023. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F4 Stock Options granted on July 1, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary of the grant date, July 1, 2023. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F5 Restricted Stock Unit grant - price and expiration date not applicable.
F6 Restricted Stock Units granted on July 1, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 1, 2023.
F7 Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F8 Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.
F9 Stock Options granted on June 23, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, June 23, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F10 Restricted Stock Units granted on June 23, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, June 23, 2024.
F11 Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F12 Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025.
F13 Stock Options granted on January 19, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 19, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F14 Restricted Stock Units granted on January 19, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 19, 2025.
F15 Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F16 Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026.
F17 Stock options granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan (with a 10-year term) as follows: 18,659 shares subject to the attainment of a $507.00 per-share hurdle; 18,660 shares subject to the attainment of a $639.00 per-share hurdle; 18,660 shares subject to the attainment of $798.00 per-share hurdle; 18,660 shares subject to the attainment of a $870.00 per-share hurdle; 9,330 shares subject to the attainment of a $988.00 per-share hurdle; and 9,330 shares subject to the attainment of a $1,000.00 per-share hurdle. One third of the stock options are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.
F18 Restricted Stock Units granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 3,455 shares subject to the attainment of a $798.00 per-share hurdle; 3,455 shares subject to the attainment of a $870.00 per-share hurdle; 1,728 shares subject to the attainment of a $988.00 per-share hurdle and 1,728 shares subject to the attainment of $1,000.00 per-share hurdle. One third of the Restricted Stock Units are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.