Kevin D. Howard - Feb 22, 2023 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role
EVP/CAO/Controller
Signature
/s/Jennifer A. Smith as attorney-in-fact for Kevin D. Howard
Stock symbol
CHTR
Transactions as of
Feb 22, 2023
Transactions value $
$0
Form type
4
Date filed
2/24/2023, 03:16 PM
Previous filing
Jan 19, 2023
Next filing
May 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHTR Class A Common Stock Gift $0 -127 -100% $0.00* 0 Jan 20, 2023 Direct F1
holding CHTR Class A Common Stock 2.18K Feb 22, 2023 By Kevin D. Howard Irrevocable Trust
holding CHTR Class A Common Stock 2.57K Feb 22, 2023 By The Howard Living Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHTR Stock Options Award $0 +46.6K $0.00 46.6K Feb 22, 2023 Class A Common Stock 46.6K $380.53 Direct F2
transaction CHTR Restricted Stock Units Award $0 +5.18K $0.00 5.18K Feb 22, 2023 Class A Common Stock 5.18K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 20, 2023 the reporting person transferred 127 shares to The Howard Living Trust.
F2 Stock options granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan (with a 10-year term) as follows: 9,329 shares subject to the attainment of a $507.00 per-share hurdle; 9,330 shares subject to the attainment of a $639.00 per-share hurdle; 9,330 shares subject to the attainment of $798.00 per-share hurdle; 9,330 shares subject to the attainment of a $870.00 per-share hurdle; 4,665 shares subject to the attainment of a $988.00 per-share hurdle; and 4,665 shares subject to the attainment of a $1,000.00 per-share hurdle. One third of the stock options are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.
F3 Restricted Stock Unit Grant - price and expiration date not applicable.
F4 Restricted Stock Units granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 1,728 shares subject to the attainment of a $798.00 per-share hurdle; 1,728 shares subject to the attainment of a $870.00 per-share hurdle; 864 shares subject to the attainment of a $988.00 per-share hurdle; and 864 shares subject to the attainment of $1,000.00 per-share hurdle. One third of the Restricted Stock Units are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.