Richard J. DiGeronimo - Feb 22, 2023 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role
President-Product & Technology
Signature
/s/Jennifer A. Smith as attorney-in-fact for Richard J. DiGeronimo
Stock symbol
CHTR
Transactions as of
Feb 22, 2023
Transactions value $
$0
Form type
4
Date filed
2/24/2023, 03:13 PM
Previous filing
Jan 19, 2023
Next filing
Jan 17, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHTR Stock Options Award $0 +311K $0.00 311K Feb 22, 2023 Class A Common Stock 311K $380.53 Direct F1
transaction CHTR Restricted Stock Units Award $0 +34.6K $0.00 34.6K Feb 22, 2023 Class A Common Stock 34.6K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan (with a 10-year term) as follows: 62,199 shares subject to the attainment of a $507.00 per-share hurdle; 62,199 shares subject to the attainment of a $639.00 per-share hurdle; 62,199 shares subject to the attainment of $798.00 per-share hurdle; 62,199 shares subject to the attainment of a $870.00 per-share hurdle; 31,100 shares subject to the attainment of a $988.00 per-share hurdle; and 31,100 shares subject to the attainment of a $1,000.00 per-share hurdle. One third of the stock options are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.
F2 Restricted Stock Unit Grant - price and expiration date not applicable.
F3 Restricted Stock Units granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 11,518 shares subject to the attainment of a $798.00 per-share hurdle; 11,518 shares subject to the attainment of a $870.00 per-share hurdle; 5,759 shares subject to the attainment of a $988.00 per-share hurdle; and 5,760 shares subject to the attainment of $1,000.00 per-share hurdle. One third of the Restricted Stock Units are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.