Richard R. Dykhouse - Jan 17, 2023 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Signature
/s/ Jennifer A Smith as attorney-in-fact for Richard R. Dykhouse
Stock symbol
CHTR
Transactions as of
Jan 17, 2023
Transactions value $
-$100,960
Form type
4
Date filed
1/19/2023, 03:13 PM
Previous filing
Jan 20, 2022
Next filing
Nov 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHTR Class A Common Stock Options Exercise +586 +19.18% 3.64K Jan 17, 2023 Direct F1, F2
transaction CHTR Class A Common Stock Tax liability -$101K -261 -7.17% $386.82 3.38K Jan 17, 2023 Direct F3
holding CHTR Class A Common Stock 6.38K Jan 17, 2023 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHTR Restricted Stock Units Options Exercise $0 -586 -100% $0.00* 0 Jan 17, 2023 Class A Common Stock 586 Direct F1, F2
transaction CHTR Stock Options Award $0 +16.5K $0.00 16.5K Jan 17, 2023 Class A Common Stock 16.5K $387.38 Direct F4
transaction CHTR Restricted Stock Units Award $0 +645 $0.00 645 Jan 17, 2023 Class A Common Stock 645 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.
F2 Restricted Stock Unit grant - price and expiration date not applicable.
F3 Withholding of securities for the purpose of paying taxes.
F4 Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F5 Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026.