Christopher L. Winfrey - Sep 22, 2022 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role: Chief Operating Officer
Signature: /s/Jennifer A. Smith as attorney-in-fact for Christopher L. Winfrey
Stock symbol: CHTR
Transactions as of: Sep 22, 2022
Transactions value $: $0
Form type: 4
Date filed: 9/26/2022, 04:14 PM
Previous filing: Feb 2, 2022
Next filing: Jan 19, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CHTR	Stock Options	Other	$0	-489	-100%	$0.00^*	0	Apr 8, 2022	Class A Common Stock	489	$183.87	Held by Christopher L. Winfrey 2019 GRAT I	F1
transaction	CHTR	Stock Options	Other	$0	+489	+2.07%	$0.00	24.1K	Apr 8, 2022	Class A Common Stock	489	$183.87	Direct	F1
transaction	CHTR	Stock Options	Other	$0	-35.4K	-35.6%	$0.00	64.1K	Apr 8, 2022	Class A Common Stock	35.4K	$221.25	Held by Christopher L. Winfrey 2019 GRAT I	F2
transaction	CHTR	Stock Options	Other	$0	+35.4K	+74.15%	$0.00	83.2K	Apr 8, 2022	Class A Common Stock	35.4K	$221.25	Direct	F2
transaction	CHTR	Stock Options	Other	$0	-80.5K	-60.2%	$0.00	53.2K	Aug 23, 2022	Class A Common Stock	80.5K	$221.25	Held by Christopher L. Winfrey 2020 GRAT I	F3
transaction	CHTR	Stock Options	Other	$0	+80.5K	+96.85%	$0.00	164K	Aug 23, 2022	Class A Common Stock	80.5K	$221.25	Direct	F3
transaction	CHTR	Stock Options	Other	$0	-85.4K	-51.54%	$0.00	80.3K	Aug 23, 2022	Class A Common Stock	85.4K	$221.25	Held by Christopher L. Winfrey 2021 GRAT I	F4
transaction	CHTR	Stock Options	Other	$0	+85.4K	+52.19%	$0.00	249K	Aug 23, 2022	Class A Common Stock	85.4K	$221.25	Direct	F4
transaction	CHTR	Stock Options	Award	$0	+17.1K		$0.00	17.1K	Sep 22, 2022	Class A Common Stock	17.1K	$342.24	Direct	F6
holding	CHTR	Stock Options						50.5K	Sep 22, 2022	Class A Common Stock	50.5K	$221.25	Held by Christopher L. Winfrey 2020 GRAT II	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On April 8, 2022 the Christopher L. Winfrey 2019 GRAT I transferred 489 stock options to the reporting person. The stock options were granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (the "Plan") and the options became fully exercisable on January 15, 2019.
F2	On April 8, 2022 the Christopher L. Winfrey 2019 GRAT I transferred 35,409 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.
F3	On August 23, 2022 the Christopher L. Winfrey 2020 GRAT I transferred 80,542 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.
F4	On August 23, 2022 the Christopher L. Winfrey 2021 GRAT I transferred 85,441 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.
F5	The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.
F6	Stock Options granted on September 22, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on September 20, 2025. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.