Kevin D. Howard - Jan 14, 2022 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role: EVP/CAO/Controller
Signature: /s/Kevin D. Howard
Stock symbol: CHTR
Transactions as of: Jan 14, 2022
Transactions value $: $3,335,365
Form type: 4
Date filed: 1/19/2022, 03:14 PM
Next filing: Feb 1, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CHTR	Class A Common Stock	Gift	$0	-2.18K	-54.23%	$0.00	1.84K	Dec 30, 2021	Direct	F1
transaction	CHTR	Class A Common Stock	Gift	$0	-1.84K	-100%	$0.00^*	0	Jan 4, 2022	Direct	F1
transaction	CHTR	Class A Common Stock	Options Exercise	$431K	+706		$610.00	706	Jan 14, 2022	Direct	F2
transaction	CHTR	Class A Common Stock	Tax liability	-$135K	-221	-31.3%	$610.00	485	Jan 14, 2022	Direct	F3
holding	CHTR	Class A Common Stock						2.18K	Jan 14, 2022	By Kevin D. Howard Irrevocable Trust
holding	CHTR	Class A Common Stock						1.85K	Jan 14, 2022	By The Howard Living Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CHTR	Restricted Stock Units	Options Exercise		-706	-100%		0	Jan 14, 2022	Class A Common Stock	706		Direct	F2, F4
transaction	CHTR	Stock Options	Award	$3.04M	+5.16K		$588.83	5.16K	Jan 18, 2022	Class A Common Stock	5.16K	$588.83	Direct	F5
transaction	CHTR	Restricted Stock Units	Award		+170			170	Jan 18, 2022	Class A Common Stock	170		Direct	F4, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Gift transaction. The recipient trust will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than later on a Form 5.
F2	Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 14, 2022.
F3	Withholding of securities for the purpose of paying taxes.
F4	Restricted Stock Unit Grant - price and expiration date not applicable.
F5	Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F6	Restricted Stock Units granted on January 18, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025.