Jonathan Hargis - Aug 20, 2021 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role: EVP/Chief Marketing Officer
Signature: /s/Daniel J. Bollinger as attorney-in-fact for Jonathan Hargis
Stock symbol: CHTR
Transactions as of: Aug 20, 2021
Transactions value $: -$8,817,667
Form type: 4
Date filed: 8/24/2021, 04:23 PM
Previous filing: Aug 5, 2021
Next filing: Jan 20, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CHTR	Class A Common Stock	Options Exercise	$3.4M	+15.4K	+194.21%	$221.25	23.3K	Aug 20, 2021	Direct	F1
transaction	CHTR	Class A Common Stock	Tax liability	-$7.72M	-9.69K	-41.69%	$796.24	13.6K	Aug 20, 2021	Direct	F2
transaction	CHTR	Class A Common Stock	Sale	-$4.5M	-5.66K	-41.71%	$794.75	7.9K	Aug 20, 2021	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CHTR	Stock Options	Options Exercise	$0	-15.4K	-100%	$0.00^*	0	Aug 20, 2021	Class A Common Stock	15.4K	$221.25	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.
F2	Withholding of securities for the purpose of paying the exercise price and paying taxes.
F3	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $794.08 to $794.98, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.