Christopher L. Winfrey - Jun 17, 2021 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role
Chief Financial Officer
Signature
/s/Daniel J. Bollinger as attorney-in-fact for Christopher L. Winfrey
Stock symbol
CHTR
Transactions as of
Jun 17, 2021
Transactions value $
$6,502,886
Form type
4
Date filed
6/21/2021, 04:06 PM
Next filing
Jul 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHTR Class A Common Stock Options Exercise $12.7M +18.4K +49.64% $691.87 55.5K Jun 17, 2021 Direct F1
transaction CHTR Class A Common Stock Tax liability -$6.24M -9.02K -16.25% $691.87 46.5K Jun 17, 2021 Direct F2
holding CHTR Class A Common Stock 82.5K Jun 17, 2021 Shares held by Winfrey Dynasty Trust
holding CHTR Class A Common Stock 34.9K Jun 17, 2021 Shares held by Yeniley L Winfrey Irrevocable Trust
holding CHTR Class A Common Stock 945 Jun 17, 2021 Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001
holding CHTR Class A Common Stock 20.7K Jun 17, 2021 Shares held by Atalaya Management, LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHTR Restricted Stock Units Options Exercise $0 -18.4K -100% $0.00* 0 Jun 17, 2021 Class A Common Stock 18.4K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled.
F2 Withholding of securities for the purpose of paying taxes.
F3 Restricted Stock Units convert into common stock on a one-for-one basis.