Richard R. Dykhouse - 18 May 2021 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Role: EVP/Gen Counsel/Corp Secretary
Signature: /s/Daniel J. Bollinger as attorney-in-fact for Richard R. Dykhouse
Issuer symbol: CHTR
Transactions as of: 18 May 2021
Net transactions value: -$14,147,924
Form type: 4
Filing time: 20 May 2021, 16:59:45 UTC
Next filing: 21 Jun 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CHTR	Class A Common Stock	Options Exercise	$2,654,899	+14,439		$183.87	14,439	18 May 2021	Direct	F1
transaction	CHTR	Class A Common Stock	Tax liability	$5,971,128	-8,737	-61%	$683.43	5,702	18 May 2021	Direct	F2
transaction	CHTR	Class A Common Stock	Options Exercise	$3,318,712	+15,000	+263%	$221.25	20,702	18 May 2021	Direct	F3
transaction	CHTR	Class A Common Stock	Tax liability	$6,534,760	-9,555	-46%	$683.91	11,147	18 May 2021	Direct	F2
transaction	CHTR	Class A Common Stock	Sale	$7,615,647	-11,147	-100%	$683.20	0	18 May 2021	Direct	F4
holding	CHTR	Class A Common Stock						6,383	18 May 2021	By Trust	F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CHTR	Stock Options	Options Exercise	$0	-14,439	-100%	$0.000000^*	0	18 May 2021	Class A Common Stock	14,439	$183.87	Direct	F1
transaction	CHTR	Stock Options	Options Exercise	$0	-15,000	-9.8%	$0.000000	138,714	18 May 2021	Class A Common Stock	15,000	$221.25	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Exercise of Stock Options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2019. Such options would have terminated 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement.
F2	Withholding of securities for the purpose of paying the exercise price and paying taxes.
F3	Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 30,742 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 30,743 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 30,743 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.
F4	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $682.76 to $683.61, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5	By revocable trust for the benefit of the reporting person's spouse.