Blair Lacorte - Oct 15, 2022 Form 4 Insider Report for AEye, Inc. (LIDR)

Signature
Andrew S. Hughes, by power of attorney previously filed
Stock symbol
LIDR
Transactions as of
Oct 15, 2022
Transactions value $
-$19,460
Form type
4
Date filed
10/17/2022, 06:43 PM
Previous filing
Sep 26, 2022
Next filing
Nov 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIDR Common Stock Tax liability -$10.7K -11.9K -0.43% $0.90 2.72M Oct 15, 2022 Direct F1
transaction LIDR Common Stock Options Exercise $2.06K +12.1K +0.44% $0.17 2.73M Oct 17, 2022 Direct
transaction LIDR Common Stock Sale -$10.9K -12.1K -0.44% $0.90 2.72M Oct 17, 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIDR Stock Option (Right to Buy) Options Exercise $0 -12.1K -49.89% $0.00 12.1K Oct 17, 2022 Common Stock 12.1K $0.17 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
F2 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on May 20, 2022.
F3 This transaction was executed in multiple trades at prices ranging from $0.8687 to $0.9408. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.