Blair Lacorte - 15 Oct 2022 Form 4 Insider Report for AEye, Inc. (LIDR)

Role: Chief Executive Officer, Director
Signature: Andrew S. Hughes, by power of attorney previously filed
Issuer symbol: LIDR
Transactions as of: 15 Oct 2022
Net transactions value: -$19,460
Form type: 4
Filing time: 17 Oct 2022, 18:43:20 UTC
Previous filing: 26 Sep 2022
Next filing: 17 Nov 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LIDR	Common Stock	Tax liability	$10,656	-11,893	-0.43%	$0.8960	2,722,630	15 Oct 2022	Direct	F1
transaction	LIDR	Common Stock	Options Exercise	$2,056	+12,093	+0.44%	$0.1700	2,734,723	17 Oct 2022	Direct
transaction	LIDR	Common Stock	Sale	$10,860	-12,093	-0.44%	$0.8980	2,722,630	17 Oct 2022	Direct	F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LIDR	Stock Option (Right to Buy)	Options Exercise	$0	-12,093	-50%	$0.000000	12,144	17 Oct 2022	Common Stock	12,093	$0.1700	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
F2	The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on May 20, 2022.
F3	This transaction was executed in multiple trades at prices ranging from $0.8687 to $0.9408. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.