Blair Lacorte - 06 Sep 2022 Form 4 Insider Report for AEye, Inc. (LIDR)

Role: Chief Executive Officer, Director
Signature: Andrew S. Hughes, by power of attorney previously filed
Issuer symbol: LIDR
Transactions as of: 06 Sep 2022
Net transactions value: -$39,531
Form type: 4
Filing time: 07 Sep 2022, 16:59:16 UTC
Previous filing: 15 Aug 2022
Next filing: 16 Sep 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LIDR	Common Stock	Options Exercise	$27,070	+42,968	+1.7%	$0.6300	2,501,477	06 Sep 2022	Direct
transaction	LIDR	Common Stock	Sale	$66,600	-42,968	-1.7%	$1.55^*	2,458,509	06 Sep 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LIDR	Common Stock	Options Exercise	$0	-42,968	-0.66%	$0.000000	6,454,821	06 Sep 2022	Common Stock	42,968	$0.6300	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on May 20, 2022.
F2	This transaction was executed in multiple trades at prices ranging from $1.48 to $1.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.