Role
10%+ Owner
Signature
J. Markham Penrod, Chief Compliance Officer - North America
Issuer symbol
KYN
Transactions as of
01 Dec 2024
Net transactions value
$0
Form type
4
Filing time
10 Feb 2025, 14:06:30 UTC
Previous filing
10 Feb 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KYN Price Mandatory Redeemable Preferred Shares, Series T 120,000 01 Dec 2024 Direct
holding KYN Price Mandatory Redeemable Preferred Shares, Series W 120,000 01 Dec 2024 Direct
holding KYN Price Mandatory Redeemable Preferred Shares, Series R 364,827 01 Dec 2024 Direct
holding KYN Price Mandatory Redeemable Preferred Shares, Series S 162,146 01 Dec 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

This form is being filed to report Principal Life Insurance Company's (PLIC) ownership percentage of Kayne Anderson Energy Infrastructure Fund, Inc (KYN) increased from 11.8% as of last Form 4 filing on 11/21/2024 to 12.5% as of 12/1/2024 due to maturity of 379,657 MRP Shares. PLIC did not participate in this matured Series U of MRP Shares. This Form is filed by Principal Life Insurance Company (PLIC), with respect to the shares held directly by it, and by Principal Global Investors (PGI), with respect to the shares held indirectly by it. Each of PLIC and PGI expressly disclaims any beneficial ownership of the shares, except to the extent of its pecuniary interest therein, pursuant to Section 16.