PRINCIPAL LIFE INSURANCE CO - 20 Sep 2024 Form 4 Insider Report for Kayne Anderson Energy Infrastructure Fund, Inc. (KYN)

Role
10%+ Owner
Signature
Binay Chandgothia, Managing Director - Portfolio Management, Principal Life Insurance Company
Issuer symbol
KYN
Transactions as of
20 Sep 2024
Net transactions value
$0
Form type
4
Filing time
21 Nov 2024, 11:56:09 UTC
Previous filing
21 Nov 2024
Next filing
10 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KYN Mandatory Redeemable Preferred Shares, Series V Other -160,000 -100% 0 20 Sep 2024 Direct F1
holding KYN Mandatory Redeemable Preferred Shares, Series W 120,000 20 Sep 2024 Direct
holding KYN Mandatory Redeemable Preferred Shares, Series R 364,827 20 Sep 2024 Direct
holding KYN Mandatory Redeemable Preferred Shares, Series S 162,146 20 Sep 2024 Direct
holding KYN Mandatory Redeemable Preferred Shares, Series T 120,000 20 Sep 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These Series V Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder.

Remarks:

This Form is filed by Principal Life Insurance Company (PLIC), with respect to the shares held directly by it, and by Principal Global Investors (PGI), with respect to the shares held indirectly by it. Each of PLIC and PGI expressly disclaims any beneficial ownership of the shares, except to the extent of its pecuniary interest therein, pursuant to Section 16.