AQR Capital Management Holdings, LLC - 21 Jun 2024 Form 3 Insider Report for Four Leaf Acquisition Corp (FORL)

Role
10%+ Owner
Signature
/s/ AQR CAPITAL MANAGEMENT HOLDINGS, LLC, /s/ Henry Parkin, Authorized Signatory
Issuer symbol
FORL
Transactions as of
21 Jun 2024
Net transactions value
$0
Form type
3
Filing time
28 Jun 2024, 10:54:22 UTC
Previous filing
26 Jun 2024
Next filing
28 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FORL Class A Common Stock 235,915 21 Jun 2024 AQR Global Alternative Investment Offshore Fund, L.P. F1, F2
holding FORL Class A Common Stock 111,000 21 Jun 2024 AQR Diversified Arbitrage Fund F1
holding FORL Class A Common Stock 31,678 21 Jun 2024 AQR Apex MS Master Account, L.P. F1, F2
holding FORL Class A Common Stock 27,929 21 Jun 2024 AQR SPAC Opportunities Offshore Fund, L.P. F1, F2
holding FORL Class A Common Stock 24,733 21 Jun 2024 AQR Tax Advantaged Absolute Return Fund, L.P. F1, F2
holding FORL Class A Common Stock 14,557 21 Jun 2024 AQR UCITS Funds - AQR Corporate Arbitrage UCITS Fund F1
holding FORL Class A Common Stock 7,501 21 Jun 2024 AQR Corporate Arbitrage Master Account, L.P. F1, F2
holding FORL Class A Common Stock 7,248 21 Jun 2024 AQR Absolute Return Master Account, L.P. F1, F2
holding FORL Class A Common Stock 4,323 21 Jun 2024 AQR Tax Aware Legacy Fund, LLC F1, F2
holding FORL Class A Common Stock 72 21 Jun 2024 AQR Arbitrage MA Offshore Fund, L.P. F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FORL Redeemable Warrants 21 Jun 2024 Class A Common Stock 235,915 $11.50 AQR Global Alternative Investment Offshore Fund, L.P. F1, F2, F3, F4
holding FORL Redeemable Warrants 21 Jun 2024 Class A Common Stock 111,000 $11.50 AQR Diversified Arbitrage Fund F1, F3, F4
holding FORL Redeemable Warrants 21 Jun 2024 Class A Common Stock 31,678 $11.50 AQR Apex MS Master Account, L.P. F1, F2, F3, F4
holding FORL Redeemable Warrants 21 Jun 2024 Class A Common Stock 27,929 $11.50 AQR SPAC Opportunities Offshore Fund, L.P. F1, F2, F3, F4
holding FORL Redeemable Warrants 21 Jun 2024 Class A Common Stock 24,733 $11.50 AQR Tax Advantaged Absolute Return Fund, L.P. F1, F2, F3, F4
holding FORL Redeemable Warrants 21 Jun 2024 Class A Common Stock 14,557 $11.50 AQR UCITS Funds - AQR Corporate Arbitrage UCITS Fund F1, F3, F4
holding FORL Redeemable Warrants 21 Jun 2024 Class A Common Stock 7,501 $11.50 AQR Corporate Arbitrage Master Account, L.P. F1, F2, F3, F4
holding FORL Redeemable Warrants 21 Jun 2024 Class A Common Stock 7,248 $11.50 AQR Absolute Return Master Account, L.P. F1, F2, F3, F4
holding FORL Redeemable Warrants 21 Jun 2024 Class A Common Stock 4,323 $11.50 AQR Tax Aware Legacy Fund, LLC F1, F2, F3, F4
holding FORL Redeemable Warrants 21 Jun 2024 Class A Common Stock 72 $11.50 AQR Arbitrage MA Offshore Fund, L.P. F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 AQR Capital Management, LLC is a wholly owned subsidiary of AQR Capital Management Holdings, LLC. AQR Arbitrage, LLC is deemed to be controlled by AQR Capital Management, LLC. AQR Capital Management, LLC and AQR Arbitrage, LLC act as investment manager to each of AQR Global Alternative Investment Offshore Fund, L.P., AQR Corporate Arbitrage Master Account, L.P., AQR Tax Advantaged Absolute Return Fund, L.P., AQR Absolute Return Master Account, L.P., AQR Apex MS Master Account, L.P., AQR SPAC Opportunities Offshore Fund, L.P., AQR Tax Aware Legacy Fund, LLC, AQR Arbitrage MA Offshore Fund, L.P. AQR Capital Management, LLC serves as the investment manager, and AQR Arbitrage, LLC as sub-advisor, to the AQR Diversified Arbitrage Fund, an open-end registered investment company, and to the AQR UCITS Funds - AQR Corporate Arbitrage UCITS Fund.
F2 AQR Capital Management GP Ltd. is the general partner of AQR Global Alternative Investment Offshore Fund, L.P. AQR Corporate Arbitrage GP, LLC is the general partner of AQR Corporate Arbitrage Master Account, L.P. AQR Tax Advantaged GP II, LLC is the general partner of AQR Tax Advantaged Absolute Return Fund, L.P. AQR Principal Global Asset Allocation, LLC is the general partner of AQR Absolute Return Master Account, L.P. AQR Apex MS GP, LLC is the general partner of AQR Apex MS Master Account, L.P. AQR SPAC Opportunities GP, LLC is the general partner of AQR SPAC Opportunities Offshore Fund, L.P. AQR Capital Management II, LLC is the general partner of AQR Tax Aware Legacy Fund, LLC. CNH Principal Partners I, LLC is the general partner of AQR Arbitrage MA Offshore Fund, L.P.
F3 Each warrant becomes exercisable 30 days after the completion of the issuer's initial business combination.
F4 The warrants expire five years after the completion of the issuer's initial business combination, or earlier upon redemption or liquidation.

Remarks:

This Form 3 is being filed to solely due to the redemption of 2,752,307 shares of the issuer's Class A Common Stock by Company stockholders other than the Reporting Persons, after which the Reporting Persons' aggregate beneficial ownership was above 10% based on 2,722,903 shares of Class A common stock remaining outstanding, as of June 21, 2024, following such redemption.