Brian Sudano - 16 May 2023 Form 4 Insider Report for ALKALINE WATER Co INC (WTER)

Role
Director
Signature
/s/ Brian Sudano
Issuer symbol
WTER
Transactions as of
16 May 2023
Net transactions value
$0
Form type
4
Filing time
18 May 2023, 15:19:09 UTC
Previous filing
25 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTER Common Stock Award +3,333 +33% 13,333 16 May 2023 Direct F4
holding WTER Common Stock 10,000 16 May 2023 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WTER Stock Options 6,666 16 May 2023 Common 6,666 $7.95 Direct F1, F5
holding WTER Stock Options 9,999 16 May 2023 Common 3,333 $16.35 Direct F2, F5
holding WTER Stock Options 16,665 16 May 2023 Common 6,666 $7.80 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third vest on April 3, 2020 (the Date of Grant) and one-third vest on each anniversary of the Date of Grant.
F2 50% vest on March 31, 2022 and 50% vest on March 31, 2023.
F3 50% vest on August 23, 2023 and 50% vest on August 23, 2024.
F4 These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting.
F5 Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023.