William O'Dowd IV - 08 Dec 2025 Form 4 Insider Report for Dolphin Entertainment, Inc. (DLPN)

Role
Chief Executive Officer, Director
Signature
/s/ William O'Dowd IV
Issuer symbol
DLPN
Transactions as of
08 Dec 2025
Transactions value $
$4,971
Form type
4
Filing time
08 Dec 2025, 16:15:37
Previous filing
01 Dec 2025
Next filing
16 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
O'Dowd William IV Chief Executive Officer, Director C/O DOLPHIN ENTERTAINMENT, INC., 150 ALHAMBRA CIRCLE, SUITE 1200, CORAL GABLES /s/ William O'Dowd IV 08 Dec 2025 0001520776

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DLPN Common Stock Purchase $4.97K +3K +0.75% $1.66 403K 08 Dec 2025 Direct F1
holding DLPN Common Stock 54.5K 08 Dec 2025 By Dolphin Entertainment, LLC F2
holding DLPN Common Stock 62.1K 08 Dec 2025 By Dolphin Digital Media Holdings, LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.65 to $1.68, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4
F2 Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
F3 Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.