William O'Dowd IV - 12 May 2025 Form 4 Insider Report for Dolphin Entertainment, Inc. (DLPN)

Role
Chief Executive Officer, Director
Signature
/s/ William O'Dowd IV
Issuer symbol
DLPN
Transactions as of
12 May 2025
Net transactions value
+$2,242,973
Form type
4
Filing time
16 Sep 2025, 16:56:42 UTC
Previous filing
05 May 2025
Next filing
20 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
O'Dowd William IV Chief Executive Officer, Director C/O DOLPHIN ENTERTAINMENT, INC., 150 ALHAMBRA CIRCLE, SUITE 1200, CORAL GABLES /s/ William O'Dowd IV 16 Sep 2025 0001520776

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DLPN 10% Convertible Promissory Note Other $1,107,973 $1,107,873 12 May 2025 Common Stock $1,107,873 $1.00 By Dolphin Entertainment LLC F1, F2, F3
transaction DLPN 10% Convertible Promissory Note Other $1,000,000 $1,000,000 12 May 2025 Common Stock $1,000,000 $1.00 By Dolphin Entertainment LLC F1, F2, F3
transaction DLPN 10% Convertible Promissory Note Other $135,000 $135,000 12 May 2025 Common Stock $135,000 $1.00 By Dolphin Entertainment LLC F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person received this convertible note in exchange for a nonconvertible promissory note in the same principal amount and an agreement to extend the maturity date of the original note by six months.
F2 Excludes shares issuable at the election of the Reporting Person upon conversion of accrued interest (both past and future) into shares of common stock.
F3 Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.