Richard A. Barasch - 17 Jun 2025 Form 4 Insider Report for Oncology Institute, Inc. (TOI)

Role
Director
Signature
/s/ Mark Hueppelsheuser, Attorney-in-Fact for Richard Barasch
Issuer symbol
TOI
Transactions as of
17 Jun 2025
Net transactions value
$0
Form type
4
Filing time
20 Jun 2025, 20:59:24 UTC
Previous filing
28 Mar 2025
Next filing
28 Jul 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
BARASCH RICHARD A Director C/O THE ONCOLOGY INSTITUTE INC., 18000 STUDEBAKER RD, SUITE 800, CERRITOS /s/ Mark Hueppelsheuser, Attorney-in-Fact for Richard Barasch 20 Jun 2025 0001076341

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TOI Common Stock Conversion of derivative security $0 +159,500 +9% $0.000000 1,935,141 17 Jun 2025 Direct F1, F2
transaction TOI Common Stock Conversion of derivative security $0 +620,400 +32% $0.000000 2,555,541 18 Jun 2025 By Trust F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TOI Class A Common Equivalent Preferred Stock Conversion of derivative security $0 -1,595 -100% $0.000000 0 17 Jun 2025 Common Stock 159,500 $0.000000 Direct F1, F2, F4
transaction TOI Class A Common Equivalent Preferred Stock Conversion of derivative security $0 -6,204 -100% $0.000000 0 18 Jun 2025 Common Stock 620,400 $0.000000 By Trust F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of shares of Class A Common Equivalent Preferred Stock, par value $0.0001 (the "Preferred Stock") into shares of the Issuer's common stock, par value $0.0001 (the "Common Stock") in accordance with and pursuant to the Certificate of Designation of Preferences, Rights and Limitations of Series A Common Stock Equivalent Convertible Preferred Stock (the "Certificate of Designation").
F2 Each share of Preferred Stock is convertible into 100 shares of Common Stock. No consideration was paid in connection with the conversion.
F3 Securities are owned by Helen Barasch Family Trust #1, an affiliate of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
F4 Each share of Preferred Stock is convertible at any time at the option of the reporting person pursuant to the Certificate of Designation and has no expiration date.