Alexander Schornstein - 20 Nov 2023 Form 4 Insider Report for ASSEMBLY BIOSCIENCES, INC. (ASMB)

Role
10%+ Owner
Signature
/s/ Alexander Schornstein
Issuer symbol
ASMB
Transactions as of
20 Nov 2023
Net transactions value
+$282,100
Form type
4
Filing time
22 Nov 2023, 16:10:27 UTC
Previous filing
31 Oct 2023
Next filing
19 Jan 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASMB Common Stock Purchase $215,400 +300,000 +4.2% $0.7180 7,464,292 20 Nov 2023 Direct F1, F2
transaction ASMB Common Stock Purchase $66,700 +100,000 +1.3% $0.6670 7,564,292 21 Nov 2023 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 represent shares purchased by the reporting person from November 20, 2023, to November 21, 2023, from the open market using his personal funds.
F2 The price reported is a weighted average price. These shares were purchased on November 20, 2023, in multiple transactions at prices ranging from $0.695 to $0.72. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within.
F3 The 100,000 shares purchased on November 21, 2023, were bought in transactions at prices ranging from $0.6666 to $0.67. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within.