Clarence E. Smith - Aug 29, 2023 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
President & CEO, Director, 10%+ Owner
Signature
/s/ Clarence E. Smith
Stock symbol
PKTX
Transactions as of
Aug 29, 2023
Transactions value $
$30,000
Form type
4
Date filed
8/30/2023, 04:10 PM
Previous filing
Jun 15, 2023
Next filing
Dec 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PKTX Common Stock Purchase $30K +1.5M +3.02% $0.02 51.2M Aug 29, 2023 Direct F1
holding PKTX Common Stock 13.6M Aug 29, 2023 See footnote F2
holding PKTX Common Stock 1.85M Aug 29, 2023 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PKTX Stock Option 27.6M Aug 29, 2023 Common Stock 27.6M $0.03 Direct F4
holding PKTX Stock Option 4.75M Aug 29, 2023 Common Stock 4.75M $0.03 Direct F4
holding PKTX Warrant 600K Aug 29, 2023 Common Stock 600K $0.05 Direct
holding PKTX Warrant 1M Aug 29, 2023 Common Stock 1M $0.05 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased in private placement of the Company.
F2 Shares held by the Clarence E. Smith Trusts.
F3 Shares held by Mr. Smith's retirement account.
F4 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.