Key facts
- This page summarizes Mark A. Smith's Form 4 filing for BION ENVIRONMENTAL TECHNOLOGIES INC (BNET).
- 5 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 07 Jun 2023, 16:24.
Mark A. Smith - 04 Jun 2023 Form 4 Insider Report for BION ENVIRONMENTAL TECHNOLOGIES INC (BNET)
- Reporting relationship
- President, Director, 10%+ Owner
- Issuer ticker
- BNET
- Reported as of
- 04 Jun 2023
- Net transaction value
- -$36,573
- SEC form
- 4
- Accepted by SEC
- 07 Jun 2023, 16:24:59 UTC
- Prior SEC filing
- 05 Apr 2023
- Next SEC filing
- 28 Jul 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mark A. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark A. Smith filed Form 4 for BION ENVIRONMENTAL TECHNOLOGIES INC (BNET) on 07 Jun 2023.
Change
- Previous filing in this sequence was filed on 05 Apr 2023.
- Current net transaction value: -$36,573.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BNET
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- -386,608
- Change %
- -23%
- Price
- $0.000000
- Shares after
- 1,279,091
- Date
- 04 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
BNET
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -250,000
- Change %
- -20%
- Price
- $0.000000
- Shares after
- 1,029,091
- Date
- 04 Jun 2023
- Ownership
- Direct
- Footnotes
- F2
BNET
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 53,756
- Date
- 04 Jun 2023
- Ownership
- Wife IRA
BNET
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 62,535
- Date
- 04 Jun 2023
- Ownership
- MAS IRA
BNET
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,681
- Date
- 04 Jun 2023
- Ownership
- Lotaylingkyur Foundation
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BNET
transaction
Derivative
Adjusted 2020 Convertible Obligation
Disposed to Issuer
- Transaction value
- $36,573
- Shares
- Change %
- Price
- Shares after
- $1,489,962
- Date
- 04 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- $36,573
- Exercise price
- $0.5000
- Footnotes
- F1
BNET
transaction
Derivative
Class JUNECONV-3 Warrants
Award
- Transaction value
- $0
- Shares
- +386,608
- Change %
- Price
- $0.000000
- Shares after
- 386,608
- Date
- 04 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 386,608
- Exercise price
- $0.7500
- Footnotes
- F1
BNET
transaction
Derivative
Class JUNECONV-3 Warrants
Gift
- Transaction value
- $0
- Shares
- -250,000
- Change %
- -65%
- Price
- $0.000000
- Shares after
- 136,608
- Date
- 04 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 250,000
- Exercise price
- $0.7500
- Footnotes
- F3
BNET
holding
Derivative
Various Other Classes Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,351,902
- Date
- 04 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,351,902
- Exercise price
- Footnotes
- F4
BNET
holding
Derivative
Optioins (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,425,000
- Date
- 04 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,425,000
- Exercise price
- Footnotes
- F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
On June 4, 2023, Mr. Smith converted $36,573.11 of principal from his Adjusted 2020 Convertible note into 386,608 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 6/4/2026. Each of these warrants carry an exercise bonus of 75%. The balance of the Adjusted 2020 Convertible note after the June 4, 2023, conversion is $140,950.41. The Adjusted 2020 Convertible note is convertible at $.0946/Unit.
Footnote F2
On June 4, 2023, Mr. Smith gifted/donated 250,000 shares to various nonprofit entities. Of the 136,608 shares not gifted, 100,000 shares are registered to Mr. Smith's wife.
Footnote F3
On June 4, 2023, Mr. Smith gifted/donated 250,000 warrants to various nonprofit entities. 100,000 of the warrants not gifted are registered to Mr. Smith's wife.
Footnote F4
As of June 4, 2023 Mr. Smith is the direct owner of 1,351,902 underlying other warrants in addition to those acquired in the June 4, 2023 conversion (see Note 1). These warrants are comprised of various classes and various prices with expiration dates ranging from 2024 to 2026 and exercise bonus terms ranging from 75% to 90%.
Footnote F5
As of June 4, 2023, the total of 370,948 warrants are registered to Mr. Smith's wife which includes the June 4, 2023, issuance.
Footnote F6
As of June 4, 2023, Mr. Smith is the direct owner of 2,425,000 underlying options. These options are comprised of various classes and various prices with expiration dates ranging from 2024 to 2026 and exercise bonus terms ranging from 75% to 90%.