Oliver Schacht - Mar 31, 2023 Form 4 Insider Report for OPGEN INC (OPGN)

Signature
/s/ Oliver Schacht, Ph.D.
Stock symbol
OPGN
Transactions as of
Mar 31, 2023
Transactions value $
$0
Form type
4
Date filed
3/31/2023, 04:30 PM
Previous filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPGN Common Stock Options Exercise $0 +12.5K +171.99% $0.00 19.7K Mar 31, 2023 Direct
holding OPGN Common Stock 250 Mar 31, 2023 As custodian for minor child

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPGN Restricted Stock Units Options Exercise $0 -12.5K -100% $0.00* 0 Mar 31, 2023 Common Stock 12.5K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents vesting of restricted stock units ("RSUs") granted to Reporting Person on March 31, 2022 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split.
F2 On March 31, 2022, the Reporting Person was granted 12,469 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions lapsed on the first anniversary of the date of grant.