Clarence E. Smith - Dec 14, 2022 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
President & CEO, Director, 10%+ Owner
Signature
/s/ Clarence E. Smith
Stock symbol
PKTX
Transactions as of
Dec 14, 2022
Transactions value $
$46,868
Form type
4
Date filed
1/4/2023, 05:03 PM
Previous filing
Dec 9, 2022
Next filing
Jan 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PKTX Common Stock Purchase $2.26K +94.1K +0.71% $0.02 13.3M Dec 14, 2022 see footnote F1, F2
transaction PKTX Common Stock Purchase $2.32K +78.4K +0.59% $0.03 13.4M Dec 15, 2022 see footnote F1, F2, F3
transaction PKTX Common Stock Purchase $1.99K +65K +0.48% $0.03 13.5M Dec 16, 2022 see footnote F1, F2, F4
transaction PKTX Common Stock Purchase $3.3K +100K +0.74% $0.03 13.6M Dec 21, 2022 see footnote F1, F2
transaction PKTX Common Stock Purchase $37K +1.85M +4.61% $0.02 42M Dec 30, 2022 Direct F5
holding PKTX Common Stock 1.85M Dec 14, 2022 see footnote F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PKTX Warrant Other $0 -217K -100% $0.00* 0 Dec 18, 2022 Common Stock 0 $0.12 Direct F8
holding PKTX Stock Option 27.6M Dec 14, 2022 Common Stock 27.6M $0.03 Direct F7
holding PKTX Stock Option 4.75M Dec 14, 2022 Common Stock 4.75M $0.03 Direct F7
holding PKTX Warrant 600K Dec 14, 2022 Common Stock 600K $0.05 Direct
holding PKTX Warrant 1M Dec 14, 2022 Common Stock 1M $0.05 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased on the open market.
F2 Shares held by the Clarence E. Smith Trusts.
F3 This transaction was executed in multiple trades at prices ranging from $0.0270 to $0.0328. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $0.0290 to $0.0313. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 Shares purchased in private placement of the Company.
F6 Shares held by Mr. Smith's retirement account.
F7 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.
F8 Expiration of warrants for no value received.